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Accounting Research
Manager(TM)
Weekly Summary of
Developments
April 7-11, 2008
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Accounting Research
Manager subscriber,
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Manager database now contains this week's weekly summary of developments. Click
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Weekly Summary.
Accounting and SEC
Headlines
FASB Statement 140 Changes
-- FASB Decides to
Curtail QSPEs and Discusses Other Matters
Securities Registration -- SEC Issues Final Rule for Real Estate
Entities Using Form S-11
International Financial
Reporting -- IASB Issues
Agenda for April 15-18, 2008 Meeting
Auditing and Internal
Controls Headlines
Internal Controls -- Sarbanes-Oxley Section 404 Guide for
Management Published
Fair Value Measurements -- PCAOB Interpretive Guidance on
Auditing Fair Value Measurements and the Use of Specialists Discussed
Government Headlines
Service Efforts and
Accomplishments -- GASB
Issues Proposed Statement to Amend GASB Concepts Statement No. 2
Fund Balance Accounting -- GASB Exposure Draft on Fund Balance
Reporting and Governmental Funds Definitions Discussed
GASB Report Issued -- FAF, FASB, and GASB Organizational
Changes Discussed
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ACCOUNTING AND SEC HEADLINES:
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FASB Statement 140 Changes
-- FASB Decides to Curtail QSPEs and Discusses Other
Matters
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As reported in its
"Action Alert" publication, the FASB discussed the following items at
its April 2, 2008 meeting: (a) amending the derecognition
model for financial assets in FASB Statement No. 140, Accounting for
Transfers and Servicing of Financial Assets and Extinguishments of Liabilities;
and (b) credit derivative disclosures. The FASB decided the following
regarding Statement 140:
-To remove the concept of a
"qualifying special-purpose entity" (QSPE) from both Statement 140
and FASB Interpretation (FIN) No. 46 (Revised December 2003), Consolidation
of Variable Interest Entities.
-To amend the derecognition criteria in Statement 140 to improve
financial reporting in the short term and to consider working on a joint derecognition research project with the IASB. Specifically:
(a) paragraph 9(a) is expected to be clarified to require that the
transferred financial assets must be beyond the reach of the transferor or any
of its consolidated affiliates; and (b) paragraph 9(c) is expected to be
amended to include an additional criterion that states that if the transferor
constrains the transferee, the transferor maintains effective control over the
transferred assets. This change incorporates similar requirements from current
paragraph 9(b) relating to QSPEs, which is scheduled
to be eliminated.
-Only an entire financial
asset or a participating interest of an individual financial asset will be
eligible for derecognition. The participating
interest may not be an interest in an equity instrument, a derivative financial
instrument, or a hybrid financial instrument with an embedded derivative not
clearly and closely related to the original financial asset.
In addition, the FASB
chairman announced that a new project was added to the FASB agenda that will
consider improvements to disclosures about credit derivatives accounted for
under FASB Statement No. 133, Accounting for Derivative Instruments and
Hedging Activities.
As also reported in its
Action Alert publication, the FASB is scheduled to meet on April 16, 2008 to
discuss issues raised by respondents to proposed FASB Staff Position (FSP) SOP
90-7-a, An Amendment of AICPA Statement of Position 90-7, and whether to
issue that FSP as final.
Securities Registration --
SEC Issues Final Rule for Real Estate Entities Using Form S-11
For detail, please contact info@zy-cpa.com
The SEC has issued a final
rule, Revisions to Form S-11 to Permit Historical Incorporation by
Reference. The final rule includes amendments to Form S-11, which is a
registration statement used by real estate entities registering securities
under the Securities Act of 1933. The final rule revises Form S-11 to permit an
entity that has filed an annual report for its most recently completed fiscal
year and that is current in its reporting obligations under the Securities
Exchange Act of 1934 (Exchange Act) to incorporate by reference into Form S-11
information from its previously filed Exchange Act reports and documents.
The final rule is effective
upon publication in the Federal Register.
International Financial
Reporting -- IASB Issues Agenda for April 15-18, 2008 Meeting
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The IASB is scheduled to
discuss the following agenda items at its April 15-18, 2008 meeting:
-Amendments to IAS 39, Financial
Instruments: Recognition and Measurement, Exposures Qualifying for Hedge
Accounting;
-Amendments to IFRS 5, Non-current
Assets Held for Sale and Discontinued Operations;
-Annual improvements process;
-Consolidation;
-Cost of and investment in a
subsidiary, jointly controlled entity or associate (amendments to IFRS 1, First-time
Adoption of International Financial Reporting Standards, and IAS 27, Consolidated
and Separate Financial Statements);
-Fair value measurement
(education session);
-IFRS for small and
medium-sized entities;
-Joint ventures;
-Liabilities: amendments to
IAS 37, Provisions, Contingent Liabilities and Contingent Assets; and
-Revenue recognition.
Of note, the IASB is
scheduled to discuss the issues raised during "field tests" of the
Exposure Draft (ED), IFRS for Small and Medium-sized Entities. The field
testing included having 116 small and medium-sized firms in 20 different
countries restate their most recent annual financial statements following the
proposals in the ED. The IASB will learn of any problems encountered in this
process. Finalization of this ED is scheduled for the fourth quarter of 2008.
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AUDITING AND INTERNAL
CONTROLS HEADLINES:
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Internal Controls --
Sarbanes-Oxley Section 404 Guide for Management Published
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We have added the Second
Edition of the guide published by the Institute of Internal Auditors (IIA), Sarbanes-Oxley
Section 404: A Guide for Management by Internal Controls Practitioners. The
Guide provides guidance to management regarding its obligations under Section
404 of the Sarbanes-Oxley Act of 2002 (SOX). Significant changes included in
this update include:
-Updated references to both
PCAOB Auditing Standard No. 5, An Audit of Internal Control over Financial
Reporting That is Integrated with an Audit of Financial Statements, and
related SEC guidance for management on Section 404 of SOX. The first edition
was based on the top-down and risk-based approach adopted in both documents,
and the second edition updates the discussion and extends the guidance provided
by the regulators.
-An expanded and updated
discussion of information technology (IT) general controls scoping based on IIA's "Guide to the Assessment IT General Controls
Scope Based on Risk" (GAIT) products.
-An extended discussion of
the role of entity-level controls. The benefit of additional
years of experience with management's assessment of internal control over
financial reporting.
Fair Value Measurements --
PCAOB Interpretive Guidance on Auditing Fair Value Measurements and the Use of
Specialists Discussed
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We have added a GAAS Update
Service that discusses PCAOB Staff Audit Practice Alert No. 2, Matters
Related to Auditing Fair Value Measurements of Financial Instruments and the Use
of Specialists. The Practice Alert was issued in light of FASB Statement
No. 157, Fair Value Measurements, as well as the significantly increased
audit risk and challenges related to valuation of financial instruments brought
about by the liquidity crisis in the capital markets, which began in early
2007. The Practice Alert discusses the following key topics:
-Auditing fair value
measurements, including the classification of fair value measurements within
the fair value hierarchy established by Statement 157;
-The use of specialists in
fair value measurements; and
-The use of pricing services
in fair value measurements.
This issue of the GAAS Update
Service is the second in our two-part coverage of the Practice Alert, and specifically
discusses the use of pricing services in fair value measurements. The first
part of this Practice Alert addressed auditing fair value measurements and the
use of specialists in fair value measurements.
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======================
GOVERNMENT HEADLINES:
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Service Efforts and
Accomplishments -- GASB Issues Proposed Statement to Amend GASB Concepts
Statement No. 2
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The GASB has issued for
public comment a proposed statement, Service Efforts and Accomplishments
Reporting - An Amendment of GASB Concepts Statement No. 2. The proposal
would amend GASB Concepts Statement (CON) No. 2, Service Efforts and
Accomplishments Reporting, to reflect advancements made in reporting
service efforts and accomplishments (SEA) by state and local governments.
Specifically, the proposal would clarify the:
-Objectives and
characteristics of SEA reporting;
-Elements of SEA performance
measures;
-Approaches to reporting SEA
performance information;
-Limitations of SEA performance
information and how to enhance its usefulness; and
-Role of the GASB in the
reporting of SEA performance information and the limitations of that role.
In addition, the proposal
would incorporate state-of-the-art terminology into the discussion of the elements
of SEA performance management within CON 2.
Comments on the proposal are
due by July 3, 2008.
Fund Balance Accounting --
GASB Exposure Draft on Fund Balance Reporting and Governmental Funds
Definitions Discussed
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We have added a Governmental
GAAP Update Service that is the second of a two part series on the GASB
proposed Exposure Draft (ED), Fund Balance Reporting and Governmental Fund
Type Definitions. The ED seeks to enhance the usefulness of fund balance
information by: (a) providing clearer fund balance classifications that
can be more consistently applied; and (b) clarifying the existing
governmental fund type definitions. This second part of the two part series
focuses on the proposed changes to governmental fund type definitions included
in the ED (e.g., general fund, special revenue funds, capital projects and debt
service funds).
The first part of this two
part series was published March 30, 2008 and focused on the classification of
fund balances (e.g., nonspendable fund balance, spendable fund balance, restricted fund balance) and the
illustrated classification of fund balances included in the ED.
As proposed, the ED would be
effective for financial statements for periods beginning after June 15, 2010.
Comments on the ED are due by
June 30, 2008.
GASB Report Issued -- FAF,
FASB, and GASB Organizational Changes Discussed
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The March 2008 edition of the
"GASB Report" has been issued and includes the following discussion
items:
-GASB Calendar;
-Financial Accounting
Foundation (FAF) Trustees Approve Changes Designed to Boost Effectiveness of
FAF, FASB, and GASB in a Changing Environment;
-GASB March 4-6, 2008 Board
Meeting Summary;
-GASB Performance Measures: Technical
Inquiry Activities;
-Governmental Accounting
Standards Advisory Council (GASAC) March 6-7, 2008 Meeting Summary; and
-Who's Who at the GASB.
Some of the documents
listed above may not be accessible under your current subscription. For
information about upgrading your subscription to include additional content,
click here:
For detail, please contact info@zy-cpa.com