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Accounting Research
Manager(TM)
Weekly Summary of
Developments
March 2-6, 2009
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Accounting Research
Manager subscriber,
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Manager database now contains this week's weekly summary of developments. Click
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If you do not have immediate Internet access
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Weekly Summary.
Accounting and SEC
Headlines
Financial Assets -- FASB Discusses Amending Statement 140
and Other Issues
Engagement Quality -- PCAOB Reproposes
Auditing Standard on Engagement Quality Review
Securities Act Forms -- SEC Staff Issues Compliance and
Disclosure Interpretations
Smaller Reporting
Companies -- SEC Staff
Publishes Observations in the Review of Smaller Reporting Company IPOs
Financial Instruments -- IASB Issues Amendments to IFRS 7 to
Improve Disclosures about Financial Instruments
EITF Materials -- FASB Issues Materials for March 19,
2009 EITF Meeting
IASB Update -- IASB Discusses Global Financial Crisis
and Other Matters
Auditing and Internal
Controls Headlines
Engagement Quality -- PCAOB Reproposes
Auditing Standard on Engagement Quality Review
Audit Sampling -- AICPA Issues Proposed Auditing
Standard on Audit Sampling
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ACCOUNTING AND SEC HEADLINES:
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Financial Assets -- FASB
Discusses Amending Statement 140 and Other Issues
For detail, please contact info@zy-cpa.com
As reported in its
"Summary of Board Decisions" publication, the FASB met on March 4,
2009, and discussed the following topics:
-Proposed amendment to FASB
Statement No. 140, Accounting for Transfers and Servicing of Financial
Assets and Extinguishments of Liabilities; and
-Scope exception from FASB
Statement No. 133, Accounting for Derivative Instruments and Hedging
Activities, for embedded credit derivatives.
The FASB redeliberated
significant issues related to the proposed amendment to Statement 140 and
decided:
-A transferor should not
account for the transfer of a financial asset as a sale if the transferor
retains effective control over all or a portion of the transferred financial
asset or group of financial assets being evaluated for derecognition
as a single unit;
-To require that the
application of paragraphs 9(b) and 9(c) consider the transferor’s relationship
with the transferred financial asset and any involvements with beneficial
interest holders in securitized financial assets;
-A transferor must record a
portion of a transferred financial asset as a purchase in certain cases when a
subsequent change to the portion causes the transferred portion to no longer
meet the criteria of a participating interest (as described in paragraph 55 of
Statement 140);
-When a transfer of a
financial asset in its entirety meets the criteria for sale accounting, a
transferor should include as sale proceeds its beneficial interest in the
transferred financial assets (if any) at fair value as of the transfer date;
and
-When accounting for a
transfer of financial assets that does not qualify for sale accounting, a
transferor should not reclassify or remeasure the
interests (including security interests) it receives in the transferred
financial assets.
The FASB redeliberated
significant issues raised in comments received on proposed Statement 133
Implementation Issue (DIG) No. C22, “Exception Related to Embedded Credit
Derivatives.” This proposal addresses the scope exception in paragraph 14B of
Statement 133 which indicates that the concentration of credit risk that is
only in the form of subordination of one financial instrument to another shall
not be considered an embedded derivative feature that is subject to the
application of paragraphs 12 and 14A of Statement 133. The FASB agreed to
proceed with the issuance of final Implementation issue, subject to a few
modifications.
Engagement Quality --
PCAOB Reproposes Auditing Standard on Engagement
Quality Review
For detail, please contact info@zy-cpa.com
The PCAOB has reproposed for public comment, Proposed Auditing Standard, Engagement
Quality Review. The PCAOB first proposed a new standard on engagement
quality review on February 26, 2008. Since then, the PCAOB has made extensive
changes to the original proposal and will now be seeking comment on the revised
proposal reflecting these changes. The proposal would supersede the PCAOB’s quality control standard, SECPS Requirements of
Membership, Section 1000.08(f). This proposal provides a framework for an
engagement quality reviewer to objectively evaluate the significant judgments
made by the engagement team and the conclusions reached in forming an overall
conclusion on the engagement. This proposal would apply to all audit
engagements and engagements to review interim financial information conducted
pursuant to the standards of the PCAOB. As proposed, the revised rules would be
effective for audits of fiscal years ending on or after December 15, 2009. The
rules for interim periods would not be effective until fiscal years beginning after
December 15, 2009.
Comments on the proposal are
due April 20, 2009.
Securities Act Forms --
SEC Staff Issues Compliance and Disclosure Interpretations
For detail, please contact info@zy-cpa.com
The staff of the SEC's Division of
Corporation Finance (Corp Fin) has published Compliance and Disclosure
Interpretations (C&DIs), Securities Act Forms.
These C&DIs provide Corp Fin’s interpretations,
in a question and answer (Q&A) format, of forms issued under the Securities
Act of 1933. Some of these Q&As
were previously published in other Corp Fin publications. Q&As
included in these C&DIs cover a broad range of
topics, including:
-Graphic presentations in prospectuses;
-F-Series registration
statements;
-Post-effective amendments;
-Incorporation by reference;
-Registration form general
instructions; and
-Information required in
prospectuses.
Smaller Reporting
Companies -- SEC Staff Publishes Observations in the Review of Smaller
Reporting Company IPOs
For detail, please contact info@zy-cpa.com
The staff of Corp Fin has published, Staff
Observations in the Review of Smaller Reporting Company IPOs.
This document is intended to provide smaller reporting companies with
information to aid them in preparing their registration statements. This
document contains a summary of common comments cited by Corp Fin staff in first
comment letters sent to smaller reporting companies in connection with the
reviews of initial registration statements under the Securities Act of 1933.
Smaller reporting companies may want to consider these comments when preparing their
registration statement disclosures. Topics discussed in this document are:
-Prospectus cover page;
-Prospectus summary;
-Risk factors;
-Use of proceeds;
-Description of business;
-Management's Discussion and
Analysis;
-Directors, officers,
promoters and control persons;
-Transactions with related
parties, promoters and certain control persons;
-Plan of distribution;
-Selling security holders;
-Financial statements;
-Undertakings;
-Recent sales of unregistered
securities;
-Signatures; and
-Other general comments on
registration statements and prospectuses.
Financial Instruments --
IASB Issues Amendments to IFRS 7 to Improve Disclosures about Financial
Instruments
For detail, please contact info@zy-cpa.com
The IASB has issued, Improving
Disclosures about Financial Instruments: Amendments to IFRS 7, "Financial
Instruments-Disclosures." These amendments to IFRS 7, Financial
Instruments: Disclosures, are intended to improve the disclosure
requirements about fair value measurements and reinforce existing principles
for disclosures about the liquidity risk associated with financial instruments.
These amendments introduce a three-level hierarchy for fair value measurement
disclosures and require entities to provide additional disclosures about the
relative reliability of fair value measurements. In addition, the amendments
clarify and enhance the existing requirements for the disclosure of liquidity
risk.
These amendments apply for
annual periods beginning on or after January 1, 2009. However, an entity will
not be required to provide comparative disclosures in the first year of
application.
EITF Materials -- FASB
Issues Materials for March 19, 2009 EITF Meeting
For detail, please contact info@zy-cpa.com
The FASB issued the following
materials for the March 19, 2009 EITF meeting:
-EITF agenda committee
report;
-Issue No. 08-1,
"Revenue Arrangements with Multiple Deliverables" (Comment Letters);
and
-Issue No. 07-5,
"Determining Whether an Instrument (or Embedded Feature) is Indexed to an
Entity's Own Stock" (Comment Letters).
IASB Update -- IASB
Discusses Global Financial Crisis and Other Matters
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As reported in its "IASB
Update" publication, the IASB met on February 17-20, 2009, and discussed
the following items:
-Global financial crisis;
-IFRS for non-publicly
accountable entities;
-Interim financial reporting;
-Insurance contracts;
-Post-employment benefits;
-Rate-regulated activities;
and
-Annual improvements.
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listed above may not be accessible under your current subscription. For
information about upgrading your subscription to include additional content,
click here:
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=======================================
AUDITING AND INTERNAL
CONTROLS HEADLINES:
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Engagement Quality --
PCAOB Reproposes Auditing Standard on Engagement
Quality Review
For detail, please contact info@zy-cpa.com
As discussed above in our
Accounting and SEC Summaries, the PCAOB has reproposed
for public comment, Proposed Auditing Standard, Engagement Quality Review.
The PCAOB first proposed a new standard on engagement quality review on
February 26, 2008. Since then, the PCAOB has made extensive changes to the
original proposal and will now be seeking comment on the revised proposal
reflecting these changes. The proposal would supersede the PCAOB’s
quality control standard, SECPS Requirements of Membership, Section
1000.08(f). This proposal provides a framework for an engagement quality
reviewer to objectively evaluate the significant judgments made by the
engagement team and the conclusions reached in forming an overall conclusion on
the engagement. This proposal would apply to all audit engagements and
engagements to review interim financial information conducted pursuant to the
standards of the PCAOB. As proposed, the revised rules would be effective for
audits of fiscal years ending on or after December 15, 2009. The rules for
interim periods would not be effective until fiscal years beginning after
December 15, 2009.
Comments on the proposal are
due April 20, 2009.
Audit Sampling -- AICPA
Issues Proposed Auditing Standard on Audit Sampling
For detail, please contact info@zy-cpa.com
The AICPA has issued for
public comment, Proposed Statement on Auditing Standards (SAS), Audit
Sampling (Redrafted). This proposed SAS would supersede SAS No. 39, Audit
Sampling. This proposed SAS represents the redrafting of SAS No. 39 to
apply the Auditing Standards Board’s (ASB’s) clarity
drafting conventions and to converge with International Standard on Auditing
(ISA) No. 530 (Redrafted), Audit Sampling. The proposed SAS states that
it does not change or expand SAS 39 in any significant respect. To reflect a
more principles-based approach to standard setting, certain requirements that
are duplicative of broader requirements in SAS 39 have been moved to
application and other explanatory material, consistent with ISA 530.
As proposed, this SAS would
be effective for audits of financial statements for periods beginning on or
after December 15, 2010.
Comments on this proposed SAS
are due May 29, 2009.
Some of the documents
listed above may not be accessible under your current subscription. For
information about upgrading your subscription to include additional content,
click here:
For detail, please contact info@zy-cpa.com